严监管态势不改，年内已有8家投顾机构遭处罚
今年以来，上海证监局每月都有开出针对证券投顾的罚单，已经有5家投顾机构被处罚，但是被采取责令暂停新增客户12个月的处罚措施比较少见。 据不完全统计，今年以来，监管部门持续对证券投顾机构严监管，至少有8家投顾机构遭到处罚。（证券时报）
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