严监管态势不改,年内已有8家投顾机构遭处罚
今年以来,上海证监局每月都有开出针对证券投顾的罚单,已经有5家投顾机构被处罚,但是被采取责令暂停新增客户12个月的处罚措施比较少见。 据不完全统计,今年以来,监管部门持续对证券投顾机构严监管,至少有8家投顾机构遭到处罚。(证券时报)
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